Head of Legal and Compliance (Asia-based Asset Management Company) recruitment
Responsibilities:Providing quality advice to the local management on the relevant statutory/regulatory requirements and internal policiesDeveloping and implementing an effective compliance framework and ongoing compliance monitoring programIdentifying weaknesses and recommending procedures to improve operational efficiency and controlOverseeing the account opening processes, conducting on-going transaction surveillance review, and providing advice in respect of AMLCoordinating and liaising with regulatory authorities for regulatory enquiries, reporting, inspection or investigation;Carrying out Read more […]
December 4, 2011
• Tags: Asset Management careers in the Hong Kong SAR, Head of Legal and Compliance (Asia-based Asset Management Company) recruitment • Posted in: Financial • Comments Off on Head of Legal and Compliance (Asia-based Asset Management Company) recruitment