Head of Private Wealth Management Compliance

The Head of PWM Compliance will be responsible for managing a team charged with keeping the business advised as to regulatory changes from the appropriate regulatory bodies.  The PWM Officer will also be responsible for the drafting of policies and procedures, managing staff of 5, training and other compliance related functions. Knowledge and experience of high net worth clients is a a must.  JD or MBA a plus

March 11, 2010 • Tags: , , • Posted in: Financial • Comments Off on Head of Private Wealth Management Compliance