Head of Trading Compliance recruitment
The RoleThis is a broad based role where you will need to exercise your natural leadership capabilities and have the ability to balance the strategic and transactional. Key responsibilities will include but not be limited to:• Provide proactive advice to the Equity Sales and Trading business in addition to addressing day to day questions and provide regulatory guidance on new product and service development.• Investigate escalated trade surveillance alerts• Lead, guide and develop a team of initially 4 Compliance professionals and be responsive for driving and reviewing their performance• Respond Read more […]
April 4, 2012
• Tags: Compliance, Head of Trading Compliance recruitment, Legal careers in the USA • Posted in: Financial • Comments Off on Head of Trading Compliance recruitment