VP Equities Compliance (Investment Banking), HKD100-110k (Based in Hong Kong) recruitment

The Company Our client is a leading investment bank looking to consolidate its position as a global leader through thorough expansion plans in the region. The Role Reporting to the Head of Equities Compliance, you will be responsible for the following duties: • Provide compliance advisory support to the equities business • To test the controls in place within the business to identify potential and actual breaches • To manage the production, delivery and completion of compliance monitoring plans • Assisting in the compliance risk assessment process across different business lines • Responsible Read more […]

February 12, 2012 • Tags: , , • Posted in: Financial • Comments Off on VP Equities Compliance (Investment Banking), HKD100-110k (Based in Hong Kong) recruitment