IB Compliance – Chief Operating Officer – $180-200k + bonus recruitment
This market leading global investment bank requires a senior compliance professional to manage all aspects of the internal compliance framework. The individual will act in the capacity of chief operating officer for the compliance department. The role will involve providing advice and guideance to the business in order to satisfy all internal requirements, training for new and existing employees, monitoring of staff dealing accounts and personal trading activities, and involvement in ad-hoc compliance projects. Duties will entail – Setting and implementation of the compliance framework Maintaining Read more […]
IB Compliance – 1 x Perm and 1 x 3mth Contract – $120-140k recruitment
This market leading global investment bank requires two senior compliance analysts, one on a permanent basis and one on a 3 month fixed term contract. The role will cover both capital markets and institutional funds management compliance. This broad role will give the candidate exposure to senior stakeholders in different areas of the bank as well as external liaison with relevant regulatory bodies. Under the guidance of the head of compliance, they will be responsible for maintaining an effective internal compliance framework by interpreting industry regulations and assessing the impact to the Read more […]