Compliance Manager, IBD and Research recruitment

Our client, a tier 1 institution, seeks a high-caliber compliance professional to join their busy IBD compliance team in Hong Kong. Opportunity for regional exposure, this role works very closely with the business. The key responsibilities in this role will be: – Promoting an awareness of compliance across the investment banking division of the institution as well as other key business lines. – Keep up-to-date with all regional regulatory changes – Actively participate in developing and implementing compliance policies and procedures – Deliver compliance training – Be the point of contact Read more […]

May 10, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance Manager, IBD and Research recruitment