Head of Compliance – Independent Financial Planner $150k recruitment
This market leading financial planning and advice network requires a senior compliance manager to head their small compliance team. The role will involve providing advice and guideance to the business and associated advisors in order to satisfy all external regulatory obligations and internal compliance standards. The role will also be responsible for managing the existing advisor-level audit framework. Duties will entail – To consider the implications of legislative and regulatory requirements on the operation of the financial planning and advice business and implement compliance monitoring procedures Read more […]
June 12, 2010
• Tags: Head of Compliance, Independent Financial Planner $150k recruitment, Private Banking, Wealth Management careers in the Australia • Posted in: Financial • Comments Off on Head of Compliance – Independent Financial Planner $150k recruitment