Investment Compliance Analyst recruitment
This team sits directly alongside the equity trading desk providing portfolio and trading advice and support the UK based investment team. Main responsibilities include: • Offer regulatory advice to investment trading teams and real time analysis of all trades and positions • Assist in the monitoring of investment guidelines for equities, fixed income and multi manager teams • Pre trade compliance, including monitoring of applicable rules, regulations, policies and procedures • Liaise with fund mangers, investment team and trading desks to provide support on trading issues and Read more […]
INVESTMENT COMPLIANCE ANALYST recruitment
BNPP IP offers a diverse range of investment management strategies to institutional clients in the U.S. through our affiliates, including BNP Paribas Asset Management, Fortis Investments and Fischer Francis Trees Watts. Our clients include corporations, pension plans, insurance companies, foundations, endowments, central banks, official institutions and mutual fund advisors. In the U.S. we have offices in Boston, Chicago, New Jersey and New York. We have an excellent career opportunity for an Investment Compliance Analyst to join the Risk Oversight Group (“ROG”) in our New York City office. Read more […]