Investment Compliance Officer recruitment
Main Duties and Responsibilities:To advise on investment compliance and regulatory issues and handle day to day queries across Principal. In particular, liaise closely with the Investment team to:? advise on investment regulatory issues;? contribute to the development and enhancement of investment processes, procedures and documentation impacted by regulatory considerations; and? undertake investment portfolio monitoring and other investment-related monitoring/compliance policy work.Assist the Marketing Compliance Specialist or, in their absence, review and Read more […]
November 21, 2011
• Tags: Asset Management careers in the UK, Investment Compliance Officer recruitment • Posted in: Financial • Comments Off on Investment Compliance Officer recruitment