Investment Compliance Senior Manager recruitment
JOB RESPONSIBILITIESEnsure compliance with regulatory requirements and standards and guidelines Review product documentation to ensure fully compliance with regulatory requirements and policiesAssist in product development by providing specialized product knowledge and advices with qualitative market intelligence Develop appropriate tracking reports to monitor the quality assurance, time-critical transaction process, and the requirements of documentation and reporting as set out in the regulationsManage operational risks driven by trading activities by conducting daily, weekly, and monthly reviews Read more […]
June 2, 2012
• Tags: Investment Banking, Investment Compliance Senior Manager recruitment, M & A careers in the Hong Kong SAR • Posted in: Financial • Comments Off on Investment Compliance Senior Manager recruitment