Investment Control Associate

Duties will be to:Process trade authorization requests from investment professionals. Ensure that all authorisations are in compliance with all prospectus, regulatory, and internal investment guidelines.Perform periodic monitoring to ensure that funds are in compliance with all applicable regulatory rules and internal guidelines. Actively participate in investment group meetings to record changes in investment conviction and to communicate changes to appropriate investment professionals. Identify possible tax impacts associated with proposed authorizations by estimating capital gains, evaluating Read more […]

December 2, 2008 • Tags: , • Posted in: Financial • Comments Off on Investment Control Associate