Investment Sales Compliance Manager recruitment
Job Description:Reviewing and analysing monthly sales data, ensuring in line with group internal policies, standards (Retail Distribution of Investment Products and Services Policy, Offshore Wealth Services Policy), regulatory requirements and IPB Suitability Guidelines, providing monthly feedback on results to Leadership TeamDeveloping and improving training, including on-boarding for new starters and training experience, for all members of the sales teamsEnsuring training materials are approved by complianceEnsuring the Sales process and associated call note templates continue to accurately Read more […]
April 4, 2012
• Tags: Investment Banking, Investment Sales Compliance Manager recruitment, M & A careers in the UK • Posted in: Financial • Comments Off on Investment Sales Compliance Manager recruitment