Investmentt Advisory and Marketing Review Compliance recruitment
Primary Responsibilities:Marketing Material Review • Supervise the review of presentations, RFP’s, commentaries, interviews, and web-based content for all equity and fixed income strategies and assist in actively reviewing material to ensure material is prioritized and production deadlines are met. • Oversee review of marketing material for sub-advised mutual funds and hedge funds.• Conduct review of all new content material to ensure compliance with investment advisor rules, GIPS standards, and FINRA content standards where applicable. • Work with the CCO of the broker dealer to Read more […]
February 5, 2012
• Tags: Asset Management careers in the USA, Investmentt Advisory and Marketing Review Compliance recruitment • Posted in: Financial • Comments Off on Investmentt Advisory and Marketing Review Compliance recruitment