Large Holdings Advisory Compliance Officer
An exciting opportunity has arisen for a Large Holdings Advisory Compliance Officer to work for a top tier Investment Bank. You will be responsible for the provision of regulatory advice to all areas of the business; monitoring of all business activities to measure Compliance with applicable regulations and the firm’s risk management framework and the creation and implementation of appropriate regulatory policies and procedures. Responsibilities include: Providing advice to Business staff on Large Holdings disclosures. Providing technical advice on the impact of financial instrument selection, Read more […]
June 9, 2009
• Tags: Investment Banking, Large Holdings Advisory Compliance Officer, M & A jobs and careers in UK • Posted in: Financial • Comments Off on Large Holdings Advisory Compliance Officer