Compliance, VP, Leading Securities House, Beijing recruitment
This role will be based in Beijing office and will provide coverage will be for China region including: – Regulatory Matters: Interact on regular basis with regulators. Assist analysts and Legal in responding to regulatory inquiries.- Policies and Procedures: Ensure that the division has appropriate policies and procedures in place. Assess, design and drive completion of necessary upgrades, updates and new policies. Work closely with Legal and the business to fulfill requirements.- Training: Design, execute and deliver live and online training on divisional policies and procedures.- Controls/Surveillance/Testing: Read more […]
March 7, 2012
• Tags: Beijing recruitment, Capital Markets careers in the China, Compliance, Leading Securities House, VP • Posted in: Financial • Comments Off on Compliance, VP, Leading Securities House, Beijing recruitment