Head of Compliance – Leading Securities House recruitment
About Our ClientAn excellent opportunity has arisen for an experienced compliance candidate to join their dynamic and stable team based in Hong Kong.Job DescriptionReporting to the COO, you will be responsible for:Formulating and reviewing compliance policies and conducting compliance checkingMonitoring the Group’s operational procedures and activities to ensure adherence with regulatory requirementsAdvising management and the business on compliance issues and regulatory trendsActing as the contact person with various regulatory bodies and answering any inquiries from regulatorsProviding Compliance Read more […]
August 17, 2012
• Tags: Compliance, Head of Compliance, Leading Securities House recruitment, Legal careers in the Hong Kong SAR • Posted in: Financial • Comments Off on Head of Compliance – Leading Securities House recruitment