Legal & Compliance Officer recruitment
Roles responsibilities •Principal responsibility for ensuring best practice legal, regulatory and compliance framework is defined, implemented and actively managed•Definition and active management of the business Risk Management Process•Definition and active management of the business’ Investment and Operational compliance framework, to include pre and post trade compliance monitoring•Working with HR and TPIL management to implement appropriate People Compliance Policies•First line support for Legal / Product compliance issues and owner of relationships with TPIL external counsel Read more […]
March 7, 2012
• Tags: Asset Management careers in the UK, Legal & Compliance Officer recruitment • Posted in: Financial • Comments Off on Legal & Compliance Officer recruitment