VP, Compliance, Marketing Material recruitment
Main FunctionThe VP, Compliance, Marketing Material will be responsible for the review and approval of marketing material and communications with the public, including market commentary. The individual filling the role will work with a team to review marketing material, presentations, and other client communications created by various constituents and ensure that the material is compliant with both the Investment Advisers Act of 1940 and FINRA Communication guidelines.ResponsibilitiesExecute the supervisory review requirements for market material and other types of client communications generated Read more […]
May 12, 2012
• Tags: Asset Management careers in the USA, Compliance, Marketing Material recruitment, VP • Posted in: Financial • Comments Off on VP, Compliance, Marketing Material recruitment