Senior Compliance Officer (Contract) – MNC Asset Management,$45-60k recruitment
The Company Our client is one of the top 5 largest asset management firm in the world. They are currently urgently seeking a Senior Compliance Officer on a 5 months contract basis. Location will be in Central, Hong Kong. The RoleReview marketing materials and obtain approval from regulator, if required; Review client reportings, including reviewing upfront requirements from a new client; Conduct compliance monitoring reviews and testings under the Compliance Program (e.g. telephone tape/ email monitoring); Advise business on KYC requirements on account opening; Assist in Compliance training; Read more […]
December 2, 2011
• Tags: $45-60k recruitment, Asset Management careers in the Hong Kong SAR, MNC Asset Management, Senior Compliance Officer (Contract) • Posted in: Financial • Comments Off on Senior Compliance Officer (Contract) – MNC Asset Management,$45-60k recruitment