Compliance Officer – Monitoring and Testing recruitment
Design, execute and report specific end to end reviews on specified EMEA Wealth Management processes. Assist with routine compliance monitoring and testing. Contribute to ongoing enhancements of the monitoring and testing processes. Support the compliance team with ad hoc review requirements as they arise. Ability to elicit information through questioning and observation as well as from documentation;Design of efficient and effective testing programmes including quick identification of key controlsCan work on own initiativeConfident and decisiveExcellent verbal communicatorGood written reports Read more […]
July 13, 2012
• Tags: Asset Management careers in the UK, Compliance Officer, Monitoring and Testing recruitment • Posted in: Financial • Comments Off on Compliance Officer – Monitoring and Testing recruitment