Municipal Securities Compliance Officer recruitment
The Municipal Securities Compliance Officer will be expected to advise on MSRB, FINRA, and SEC rules, regulations and interpretive guidance, as well as applicable internal policies and procedures. Candidates must demonstrate ability to effectively review and analyze complex situations and apply judgment to resolve issues in a timely manner with minimal supervision. Candidates should be proficient in time management and able to initiate and manage projects.Job Responsibilities * Provide Compliance support for municipal sales and trading desk and Public Finance, as well as related support functions * Read more […]
January 11, 2012
• Tags: Compliance, Legal careers in the USA, Municipal Securities Compliance Officer recruitment • Posted in: Financial • Comments Off on Municipal Securities Compliance Officer recruitment