New Compliance Adviser needed at Award Winning Broker Jobs London

This award winning broker requires a senior compliance professional to assist with the management of regulatory relationships, including visits, investigations and enquiries. Performing an Advisory function, you will hold a critical role within the compliance department with the following responsibilities:-Keep up to date with exchange rules and relevant regulations and integrate this information into the business -Develop and maintain Departmental policies and procedures -Maintain compliance manual -Participate in new product review and oversee the distribution of exchange notices and staff registrations-Manage Read more […]

January 8, 2009 • Tags:  • Posted in: General • Comments Off on New Compliance Adviser needed at Award Winning Broker Jobs London