Client Onboarding Analyst recruitment
The DSG Client Onboarding function supports our salespersons across Equities, FI, Currency Commodity markets and IBD transactions, covering both domestic and international client accounts. The KYC team works to manage the operational risks associated with the introduction of new client relationships to the Investment Bank. This is an internal and external client-facing role, and in many cases the team will be the first exposure for the client to UBS processes. The team is responsible for client KYC document gathering, background checks, document retention and process management for all areas of Read more […]
Operational Risk Manager recruitment
We currently have an exciting opportunity open for a high-calibre Operational Risk Manager at our client; a premier investment manager in the City of London. The key purpose of this role is so support the continued development of the Corporate Risk Framework. This encompasses operational risk, fiduciary risk, business risk, and reputational risk.The risk management team is responsible for ensuring that the business fulfils and complies with all necessary regulatory and operations risk requirement. The risk management department are responsible for conducting periodic monitoring which includes sample Read more […]