Operations Regulatory Control, Director recruitment
Main Functions: To provide, implement and ensure ongoing compliance across the Banks Client Assets processes, with specific focus on compliance with the FSA CASS rules. Compiling and managing the quarterly oversight and attestation scorecards Delivering CASS Business unit steering committees Chairing the Business unit coordination committees Provide updates and timely escalation to the relevant governing bodies Understanding and documenting issues identified through reviews and BAU process Managing the performance of regular quality assurance on the CASS processes Development and delivery Read more […]
September 26, 2011
• Tags: Director recruitment, Operations careers in the UK, Operations Regulatory Control • Posted in: Financial • Comments Off on Operations Regulatory Control, Director recruitment