Compliance Officer – Possible CCO recruitment
The Compliance Officer will provide real time trading advice and support to the firm’s proprietary trading desk(s) in both listed and Nasdaq securities. The ideal candidate will insure regulatory requirements are evaluated, addressed, and observed in strict compliance with SEC, FINRA, and CBOE regulatory bodies. The Compliance Officer will be required to interpret and communicate new rule changes that will impact the firm and provide guidance in adhering to rule guidelines. Requirements will include amending/updating the firms Written Supervisory Procedure’s (WSP’s) as necessary to conform Read more […]
November 22, 2009
• Tags: Compliance Officer, Equities careers in the USA, Possible CCO recruitment • Posted in: Financial • Comments Off on Compliance Officer – Possible CCO recruitment