Principal Review Rep, Sr, KIS Job in Brooklyn, Ohio US

Principal Review Rep, Sr, KISAbout the Job Responsible for supervisory principal review of delegated responsibilities for Key Investment Services LLC (bank channel broker-dealer). The Principal Review Desk provides a centralized location for daily review of the bank brokerage sales activities including but not limited to new account opening, trade review, annuity/insurance review and surveillance functionality. The Senior Principal Review Representative works closely with the Principal Review Manager, Principal Review Representative, Financial Advisors, Sales Managers, Compliance, various operational Read more […]

December 12, 2009 • Tags: , , , • Posted in: General • Comments Off on Principal Review Rep, Sr, KIS Job in Brooklyn, Ohio US