Senior Compliance Advisor – Private Side & Research Compliance recruitment
Key Roles Responsibilities- Implement appropriate compliance infrastructure and controls – Perform risk assessments, and provide efficient and practical advice – Pro-active risk identification of regulatory changes or business developments – Development and maintenance of compliance policies and procedures – Regulatory risk management – Provide advice on new product and new business structures – Supervision of training requirements, monitoring, marketing activities, licensing and desk reviews – Interface with global product heads for standardization, reporting and efficiency Qualifications Skills- Read more […]
May 29, 2012
• Tags: Compliance, Legal careers in the Singapore, Private Side & Research Compliance recruitment, Senior Compliance Advisor • Posted in: Financial • Comments Off on Senior Compliance Advisor – Private Side & Research Compliance recruitment