Product Compliance – Investment Bank – Singapore – 7+ years recruitment
Responsibilities:Primarily responsible for managing and implementing compliance policies and programs as a business line compliance officer within the IBD.Ensure that internal and external compliance reporting are reviewed and signed-off by senior management on a timely basis.Disseminate compliance guidelines to relevant staff on timely basis.Coordinate with the various product lines in their adherence and understanding of internal policies and procedures, industry best practice and local regulatory guidelines.Review product term sheets, presentations and pitchbooks.Act as liaison with the regional Read more […]
December 1, 2009
• Tags: 7+ years recruitment, Compliance, Investment Bank, Legal careers in the Singapore, Product Compliance, Singapore • Posted in: Financial • Comments Off on Product Compliance – Investment Bank – Singapore – 7+ years recruitment