Analyst,Public Offering recruitment
This is a junior-level professional work environment in which incumbents are learning their assigned roles, attaining new skills, and working under direct supervision from multiple reporting lines.Essential Job Functions:Perform timely, accurate and detailed reviews of underwriting compensation, terms and arrangements in public offering documents for compliance with FINRA/NASD and SEC rules and federal securities laws.Ensure underwriting compensation is within FINRA guidelines, is properly disclosed and that distribution related terms and arrangements are fair and reasonable.Ensure conflicts of Read more […]
May 27, 2012
• Tags: Analyst, Asset Management careers in the USA, Public Offering recruitment • Posted in: Financial • Comments Off on Analyst,Public Offering recruitment