VP, Regional Compliance, Asset Management (1mill + base) recruitment
The Company A reputable asset manager with strong presence in Asia Pacific, with over 50ppl employees in HK, and over 300 employees in the region. The Role As the Head of Compliance, you will be reporting to Global Head of Compliance, responsible for designing and implementing compliance policies and procedures, investment compliance, individual and corporate licensing, liaising with local regulators (SFC), new products approval, and be the point of contact for all compliance matters in the region. Your Profile The successful candidate will be a degree holder in Law or Accounting, with professional Read more […]
Senior Manager, Regional Compliance – Asset Management (75-85k/mth) recruitment
The Company A westernized billions dollar asset manager, with over 100 staffs in HK, 10+ offices across the world. The Role As a part of a growing compliance team, you will be reporting to Regional Head of Compliance, responsible for conducting regular compliance review and checking, staff dealing, investment guidelines reviewing and monitoring, reviewing and approval of marketing materials, as well as handling ad hoc compliance projects. Your Profile The successful candidate will be a degree holder in Law or Accounting, with professional qualification is highly preferable, You will have at least Read more […]