REGIONAL HEAD OF EMPLOYEE TRADING & INFORMATION BARRIER – SURVEILLANCE, COMPLIANCE recruitment
Our client is a major global financial services provider engaged in investment banking, private banking and investment management services with an extensive international presence. To cope with their business expansion, they are seeking an outstanding Compliance professional to join them.Coordinate regional compliance oversight of policies and procedures which govern Employee Trading and Information Barrier Surveillance. Proactively assess surveillance results and to identify control concerns or surveillance weaknesses. Assess the effectiveness of established Compliance Surveillance and work with Read more […]
August 16, 2012
• Tags: Compliance recruitment, REGIONAL HEAD OF EMPLOYEE TRADING & INFORMATION BARRIER, Risk Management careers in the Hong Kong SAR, Surveillance • Posted in: Financial • Comments Off on REGIONAL HEAD OF EMPLOYEE TRADING & INFORMATION BARRIER – SURVEILLANCE, COMPLIANCE recruitment