Regional Markets Compliance Officer recruitment
Other responsibilities include:Develop close working relationships with the business to engender a culture of Compliance within the businessAid in the production and review of compliance policies and proceduresDevelop and execute compliance training programs for the businessReview documentation entered into by the business and review new products proposals of the businessLiaise with applicable regulators, exchanges and industry bodiesIdentify law reform proposals impacting the businessAssist, as required, in internal investigations and/or responses to regulatory enquiries and audits/auditor enquiriesIdentify Read more […]