Regulatory Compliance Auditor – VP & Director Levels recruitment
DescriptionAct as Regulatory subject matter expert while liaising with auditors to ensure compliance of firm policies, procedures, and best practices.Oversee a group responsible for auditing the firm’s compliance practices and regulatory initiatives.Ensure auditory compliance of various regulations including Patriot Act, Anti-Money Laundering, Bank Secrecy Act, Reg B, Fair Lending, Truth in Lending, Truth in Savings, etc.Analyze audit processes and identify any areas lacking in efficiency or productivity.Create audit presentations reporting on found results.Develop clear execution plan and deliverables Read more […]
Regulatory Compliance Auditor, Sr Job in Menlo Park 94025, California US
Title: Regulatory Compliance Auditor, SrDuration: 12+ Months ContractLocation: Menlo Park CA DESCRIPTION: 1.Audits areas of the Abbott Vascular quality system, such as development and manufacturing, as assigned.; 2. Creates audit checklists based on assigned area, applicable regulations, and pertinent Abbott Vascular quality system/procedural requirements, and obtains approval from Lead Auditor as appropriate.; 3. Evaluates the adequacy and compliance of systems, operations, and practices against regulations and Read more […]