Regulatory Compliance Manager recruitment
POSITION DESCRIPTION: This position is to support the head of compliance in Singapore with general business and regulatory compliance matters for the Singapore, Hong Kong and Australia offices. The primary responsibilities include managing regulatory filings, maintenance of licenses and other regulatory requirements, review and provide guidance on marketing materials, perform regular compliance monitoring including staff trading and firm-wide compliance policies, provide compliance training and managing internal and external audits. This position is suitable for a candidate who is familiar with Read more […]
Regulatory Compliance Manager recruitment
Regulatory Compliance Manager – NYC or DC Our Company FXall (www.fxall.com) is the leading multibank foreign exchange trading platform serving over 1000 institutional clients globally, including active traders, asset managers, corporations and broker-dealers, across the foreign exchange markets. FXall’s electronic platform provides competitive prices for FX trade execution with streamlined workflow, straight through processing and a complete audit trail. FXall is a public company with offices in New York, London, Boston, Washington DC, Tokyo, Hong Kong, Singapore and Sydney. We offer Read more […]