Regulatory Control/ Change Management Analyst recruitment
Job Purpose:The individual will be a member of the change management program for EMEA Regulatory Control The individual will be in a team responsible for working with Compliance, Operations and the business in implementing Business Critical Internal and Regulatory led changes, reviewing changes to business flows evaluating impact to the regulatory functions the team supports including Transaction Reporting Client Money / Assets and Counterparty Risk. Strategic regulatory change will be effected by this individual through their involvement in the creation of new regulatory platforms. The individual Read more […]
CASS / Regulatory Control, London recruitment
An excellent role for a candidate with CASS or Client Money experience is available at a top Investment Bank. Key Responsibilities Conduct regular quality assurance reviews of CASS related processes and controls, which includes treatment of client money and client assets Identify gaps in processes and work with the business to remediate gaps and answer queries in order to ensure compliance with regulatory rules and where required, improve operational efficiencies Clearly document results of testing and action plans to remediate any issues Conduct risk control assessments on Operations owned compliance Read more […]
Regulatory Control – VP recruitment
Investigo are seeking a VP from a regulatory controls backgroud to join this leading Investment Bank. In a challenging role you will be part of a small team with the mission to protect and create value across various different trading desks.This role will cover all aspects of the core agenda including Valuations Control, Business Planning, New Business Evaluation and Impact of Future Events.Key Responsibilities: Leverage the specialist functions to understand the regulatory changes and the potential impacts to the Business model, work with Front Office to minimize the impacts.Understand impact Read more […]