Regulatory Reporting Monitor recruitment
Aim of PostTo monitor and ensure that the Company’s business is conducted in an appropriate manner and in accordance with Financial Services and Markets Act 2000, Exchange Rules and Company Policy (collectively the ‘Regulations’)General DescriptionResponsible for accurate reporting to Exchanges and/or FSA, regarding large positions reporting and/or client identification reportingResponsible for accurate large trader reporting in accordance with CFTC Form102Responsible for maintaining accurate records and data in conjunction with regulatory reportingResponsible for monitoring and problem solving Read more […]
August 11, 2012
• Tags: Equities careers in the UK, Regulatory Reporting Monitor recruitment • Posted in: Financial • Comments Off on Regulatory Reporting Monitor recruitment