Regulatory Reporting Senior Specialist recruitment
– Prepares and reviews investigative file documents for regulatory inquiries, subpoenas, and Suspicious Activity and coordinates with the Office of General Counsel to ensure that items are appropriately addressed in the response. This requires that the incumbent have an understanding of the inquiry, the applicable supporting documentation regarding the matter, and apply some iudgement in drafting less complex responses for further review.- Prepares written summaries of high risk events (such as AML Sanctions, client issues, etc.) typically for the Partners responsible for risk, Office of General Read more […]
May 11, 2012
• Tags: Asset Management careers in the USA, Regulatory Reporting Senior Specialist recruitment • Posted in: Financial • Comments Off on Regulatory Reporting Senior Specialist recruitment