Responsible Officer (Operations) recruitment
The successful candidate will act as an authorised Responsible Officer(RO) for the Company in the Operations Team and working closely together with IT for all regulated activities. In addition to the supervision of Type 1 regulated activities, the RO will be mainly involved in processing account openings, monitoring instructions to execution brokers and ad hoc assignments.As fully competent RO under SFC Type 1 and with a strong knowledge of the Hong Kong SFO, the RO will advise, plan, draft and implement processes and procedures in cooperation with Management.Full understanding of the front to Read more […]
April 7, 2012
• Tags: Information Technology careers in the Hong Kong SAR, Responsible Officer (Operations) recruitment • Posted in: Financial • Comments Off on Responsible Officer (Operations) recruitment