Compliance Manager – Retail Broking recruitment

The primary responsibility of this role is to act as an advisor to the business on compliance matters. The successful candidate will be reporting directly to a Senior Manager within the organisation. Other duties include undertaking compliance reviews, training and regulatory liaison. This role is predominately retail focused with an emphasis on equities and derivatives. This is an excellent opportunity to join a top-tier institution. The ideal candidate will have demonstrated equities compliance experience gained in another broking organisation or with a regulator. You will possess outstanding Read more […]

February 28, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Compliance Manager – Retail Broking recruitment