Compliance – Sales & Trading SEA recruitment
Job Description:Provide Compliance support for Sales and Trading (equities, fixed income, commodities and futures), Investment Banking, Research, Prime Brokerage as well as central compliance matters (licensing and other regulatory applications)*Leadership – supervising a group of 3 Compliance Professionals*Advisory. Provide advice either independently or with other team members on regulatory compliance issues.*New business initiatives. Review and lead new business initiatives from a local regulatory, best practice and Firm perspective.*Compliance policies and procedures. Review manuals and Compliance Read more […]
August 30, 2012
• Tags: Capital Markets careers in the Singapore, Compliance, Sales & Trading SEA recruitment • Posted in: Financial • Comments Off on Compliance – Sales & Trading SEA recruitment