Compliance Manager, Securities & Brokerage recruitment

The Company A motivated and experienced Compliance Manager is needed for a growing securities firm. To be successful in this role you will have experience in the Securities company and have proven compliance skills and knowledge. The Role Identifying any potential compliance risks and suggesting precautionary measures; Developing and enhancing compliance control policies and procedures, and monitoring their effective implementation; Assisting in new product development and ensuring that it complies with regulatory and internal compliance policies; Assisting in liaising with regulators and Read more […]

July 7, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance Manager, Securities & Brokerage recruitment