Securities Compliance Paralegal recruitment

Primary responsibilities include supporting the compliance function in monitoring a global equity portfolio for compliance with applicable U.S. and foreign rules and regulations, assisting with the preparation of SEC forms and filings, and undertaking special projects as assigned. This is a great opportunity for an experienced securities industry paralegal with excellent research skills to make an immediate impact with the chance for continuous long term growth and learning.Responsibilities: • Maintain corporate records and license renewals.• Maintain GEMS entity database and prepare lists Read more […]

August 11, 2012 • Tags: , • Posted in: Financial • Comments Off on Securities Compliance Paralegal recruitment