Securities Division Compliance (Equities), Vice President – Jakarta recruitment

This individual will form an integral member of the Securities Division Compliance – Equities team, with responsibility as the Compliance officer for the Jakarta office.  Divisional Compliance also works closely with other firm departments, such as Legal, Controllers, Credit, Technology, Operations and Internal Audit.  This is a trading floor-based compliance function providing real time support to the equities business.  The role also involves driving forward strategic business initiatives and projects.The Compliance function consists of 5 pillars: advisory, training, surveillance, policy Read more […]

May 9, 2011 • Tags: , , , , • Posted in: Financial • Comments Off on Securities Division Compliance (Equities), Vice President – Jakarta recruitment