Securities Lawyer (Regulatory Compliance) recruitment
Primary responsibilities include monitoring a global equity portfolio for compliance with applicable U.S. and foreign rules and regulations, preparing and completing SEC and other filings, and undertaking special projects as assigned. This is a great opportunity for a strategic and hands-on lawyer looking to make an immediate impact and the chance for continuous long term growth and learning.Responsibilities: The compliance function’s primary mandate is to monitor the organization’s equity portfolio activities and holdings and file relevant and required reports with domestic and foreign agencies. Compliance Read more […]
August 23, 2012
• Tags: Asset Management careers in the USA, Securities Lawyer (Regulatory Compliance) recruitment • Posted in: Financial • Comments Off on Securities Lawyer (Regulatory Compliance) recruitment