Senior Compliance Auditor – Director recruitment
Within this position, your key role will be to lead and execute special reviews and manage the auditors conducting functional reviews. You will have the opportunity to work with personnel at all levels and learn about the various aspects of the business. Specific responsibilities include:Planning, executing and reporting on special reviews assigned by the Chief Compliance Officer;Managing the planning, execution and reporting for functional audits;Updating the compliance audit procedures related to special reviews and functional audits;Performing an annual quality assurance review of group and Read more […]
Senior Compliance Auditor, Fitch Ratings recruitment
The Compliance Audit Group (CAG) at Fitch Ratings is responsible for assessing compliance with the firm’s Code of Ethics, published credit ratings criteria, and other policies and procedures. CAG reports to the Chief Compliance Officer and conducts analytical, functional and office audits as well as special reviews for Fitch. The group is currently based in New York and London.We are seeking an experienced compliance / internal auditor to join the team in London to support audits across EMEA and APAC. Within this position your key role will be to plan, lead and execute compliance audits Read more […]