Senior Compliance Manager (Investment Oversight) | BNYM Asset Management International Ltd, London recruitment

Responsibilites Design and implement an effective oversight programme for the investment management delegates (asset management companies within BNY Mellon Asset Management) of AMI. This programme would be a mix of onsite reviews, ad hoc desk-based reviews, quarterly due diligence reviews, and regular communication (meetings and phone calls)Take ownership of the reports and outcomes from the above reviews, and escalate any issues or ongoing concerns to AMI senior management and Investment Management Oversight Committee (IMOC) as appropriate.Provide ongoing advice Read more […]

February 4, 2012 • Tags: , , • Posted in: Financial • Comments Off on Senior Compliance Manager (Investment Oversight) | BNYM Asset Management International Ltd, London recruitment