SENIOR COMPLIANCE MANAGER (REGULATED ENTITIES) recruitment
The job holder has compliance responsibilities specifically for the FSA regulated subsidiaries of the Company; Company’s investments and their Equity Partners, in order to ensure that each firm establishes and maintains effective and adequate Systems and Controls to ensure compliance with all applicable regulatory and legal requirements and standards and adheres to market practice where appropriate. The role incumbent is also responsible for maintaining an open and co-operative relationship with the FSA and other regulatory bodies. The primary purpose of the role is to provide Compliance Read more […]
April 2, 2012
• Tags: Asset Management careers in the UK, SENIOR COMPLIANCE MANAGER (REGULATED ENTITIES) recruitment • Posted in: Financial • Comments Off on SENIOR COMPLIANCE MANAGER (REGULATED ENTITIES) recruitment