Senior Compliance Manager (Sales & Marketing) | BNYM Asset Management International Ltd, London recruitment
* Assist on all AMI compliance matters (particularly the activities of the sales and marketing teams).* Contribute to the design, development and execution of a risk based compliance monitoring approach across the business activities of AMI.* Contribute to implementation of the compliance risk assessment and monitoring activity for the activities of sales and marketing.* Take lead on ensuring that the Company Approved Persons and TC regime/records are maintained in accordance with regulatory requirements.* Responsible for oversight of the sales and distribution activities of AMI including the approval Read more […]
February 12, 2012
• Tags: Asset Management careers in the UK, London recruitment, Senior Compliance Manager (Sales & Marketing) | BNYM Asset Management International Ltd • Posted in: Financial • Comments Off on Senior Compliance Manager (Sales & Marketing) | BNYM Asset Management International Ltd, London recruitment