Senior Compliance Manager – Asset Management

With this, a Senior Manager within the Compliance team is required to take management and oversight responsibilities of the compliance monitoring function; But also covering a very hands on, and generalist role themselves. Deputy to the Compliance Director, with a broader role planned in future. Responsibilities: • Compliance support to the board and senior management, assuring them that the business is fully compliant and risk aware • Responsible for the development and on-going oversight of the risk based monitoring programme • Pre/Post trade monitoring and reporting – Escalating Read more […]

March 4, 2009 • Tags: , , • Posted in: Financial • Comments Off on Senior Compliance Manager – Asset Management