Senior Compliance Officer- $60-90K X 12 recruitment

The Company This brokerage/ securities firm is a market leader with a strong presence in China and is currently looking for a Senior Compliance Officer to manage/ supervise its team of 3. This is a great opportunity to work in a stable, reputable and recognised company. The Role Reporting to the Head of Legal Compliance, you are responsible to:Provide support to the business on regulatory compliance matters Promote compliance awareness and compliance culture of the Group including development and delivery of compliance trainings Implement action plans, in particular to brokerage and investment Read more […]

July 1, 2012 • Tags: , , • Posted in: Financial • Comments Off on Senior Compliance Officer- $60-90K X 12 recruitment